Jim Raper

During his 30 years of experience, Jim has developed a refined understanding of the operational and financial attributes of successful companies. Jim relies on his expert knowledge about the regulatory environment to help guide both WealthForge and our clients through the complexities of raising capital.

2 min read

Unlocking New Potential: Switching from 506b to 506c Mid-Raise

Jim Raper: Sep 25, 2023 3:27:11 PM

When it comes to raising capital, companies have options. The most common in terms of both volume and investors is a private placement utilizing the...

Sponsors 506c 506b Regulation D

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4 min read

Top 5 Advantages of Rule 506(c)

Jim Raper: Jul 25, 2023 9:50:51 AM

When Title II of the Jump Start our Business Startups (JOBS) Act took effect in September 2013, Rule 506 of Regulation D was split into 2 distinct...

Alternatives 506c General Solicitation

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Can Reg A Be Used for a Syndicated Offering?

3 min read

Can the Regulation A Exemption Be Used for a Syndicated Offering?

Jim Raper: Jun 29, 2023 12:16:09 PM

The JOBS Act of 2012 created and revised methods for small and emerging companies to raise capital. Regulation A (Reg A), one of the available...

Managing Broker-Dealer Syndicate Administration Regulation A

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Advertising Pitfalls

5 min read

Advertising Pitfalls Every Alts Sponsor Should Know About

Jim Raper: Jun 7, 2023 10:05:30 AM

I’m the compliance guy at a managing broker-dealer focused on alternative investments. In my tenure, our firm has reviewed about 2,000 offerings,...

Sponsors Alternatives Advertising Rule 2210

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